Sigma Asset Management is an asset management firm dedicated to providing innovative investment solutions and exceptional client service. We manage a diverse portfolio of assets and are committed to delivering superior returns for our clients while maintaining the highest standards of regulatory compliance.
We are recruiting to fill the position below:
Job Title: Compliance Officer
Location: Abuja (FCT)
Job Description
- The Compliance Officer will be responsible for ensuring that the firm adheres to all regulatory requirements and internal policies.
- This role involves developing, implementing, and monitoring compliance programs, conducting risk assessments, and providing guidance to the firm’s management and staff on compliance matters.
Key Responsibilities
- Develop and implement compliance policies and procedures to ensure adherence to regulatory requirements.
- Investigate and resolve compliance issues and breaches.
- Prepare and submit regulatory reports and filings.
- Liaise with regulatory bodies and external auditors.
- Maintain records of compliance activities and prepare reports for senior management.
- Foster a culture of compliance within the organization.
- Monitor and assess the effectiveness of compliance programs and controls.
- Conduct regular risk assessments and compliance audits.
- Provide training and guidance to employees on compliance-related matters.
- Stay up-to-date with regulatory changes and ensure the firm’s policies are updated accordingly.
Qualifications
- Bachelor’s degree in Law, Finance, Business Administration, or a related field.
- Minimum of 5 years of experience in compliance, within the asset management or financial services industry.
- Effective communication and interpersonal skills.
- Ability to work independently and as part of a team.
- Professional certifications such as Certified Compliance & Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM) are a plus.
- Strong knowledge of regulatory requirements and standards applicable to asset management.
- Excellent analytical and problem-solving skills.
- Strong attention to detail and organizational skills.
Skills:
- Regulatory compliance
- Risk assessment and management
- Policy development and implementation
- Compliance auditing
- Training and development
- Strong written and verbal communication
- Proficiency in compliance software and tools.
How to Apply
Interested and qualified candidates should send their Resume and Cover letter to: info@sigmaamltd.com using the job title as the subject of the mail.
Note: Being a sponsored individual is a plus